Broker Check

Services

What We Do

We provide a thorough process to help plan sponsors evaluate, understand and implement comprehensive retirement programs.

  • Investment strategies
  • Plan design and compliance assistance
  • Participant services
  • Certified as 3(21) fiduciary advisors

Plan Sponsor Services: 

  • Review Current 401(k) Retirement Plan System and Document
  • Help Establish Retirement Plan Committee
  • Assist in preparation and review of Investment Policy Statement
  • Review Retirement Plan investment line-up and suggest alternatives as necessary
  • Assist in reviewing all charges and fees, investment and administrative, related to the Retirement Plan
  • 3(21) Investment Fiduciary Services
  • Ongoing Performance reporting – Quarterly FiRM Reports
  • Ongoing investment recommendations
  • Education services to plan committee
  • Education and enrollment programs
  • First Point of Service Contact – we represent you, not the provider
  • Annual 401(k) Plan Benchmarking
  • Ongoing Monitoring of regulatory changes – i.e. DOL Fiduciary Standards - effective 6/9/2017
  • Quarterly / Semi-Annual Trustee meetings



1A survey from Pentegra Retirement Services